Skip to main content
Institute of Advanced Technological and Commercial Studies

TP51 · Level 5

Compliance and Control Officer

Target occupation: compliance officer, control officer.

Target occupation
compliance officer, control officer
Level
5 — Senior technician and supervisor
Duration
10 months
Taught hours
700 h
Credits
70

Framework

Competency blocks

Each block is assessed separately and stays acquired. That is what lets you resume an interrupted path without starting over.

  1. The applicable regulatory framework

    180 hours

    Sector obligations, authorities, penalties, regulatory watch

  2. Know your customer and vigilance

    200 hours

    Identification, documents, beneficial owner, thresholds, alerts

  3. First-line control

    180 hours

    Control plan, sampling, findings, anomaly records, follow-up

  4. Records and reporting

    100 hours

    Files, archiving, indicators, escalation

  5. Professional conduct

    40 hours

    Reporting without arbitrating, confidentiality, resisting commercial pressure

Questions

How is this title awarded?

Through a workplace simulation before a panel of practitioners, together with a professional portfolio recording what you actually produced. An occupation is proven by practising it, not on paper.

What employment rate do you publish?

None, and that is deliberate: no cohort has yet completed this title. The six-month employment rate is this family's own indicator, and we will publish it once a cohort has produced one — not before. An invented figure here would be the first thing an employer checks.

Compliance and Control Officer — IHETC