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Institute of Advanced Technological and Commercial Studies

Careers

Compliance and control officer

Checking that a transaction follows the rule, documenting that check and being able to prove it later: the compliance officer protects the organisation that employs them. A fast-growing function in banking, insurance and large companies.

Check, document, get it corrected

Work starts from a map: which obligations bear on the activity, which transactions engage them, which controls cover them. Then comes running the control plan — sampling, testing, recording gaps — conducted with the same method each quarter so results compare. Every anomaly leads to a dated, owned recommendation, then to verification that it was implemented. The final report is read by management and sometimes by the regulator.

  • Map the obligations applicable to an activity
  • Build a control plan and run it by sampling
  • Document a gap and issue an actionable recommendation
  • Follow remediation through to closure

Organisations subject to supervision

  • Banks, microfinance institutions and payment providers
  • Insurance companies and licensed intermediaries
  • Mining companies bound by contractual and environmental commitments
  • Subsidiaries of international groups applying head-office policy
  • Organisations receiving funding subject to external audit

What the official catalogue states

These values are not estimates: they are the very definition of the programme in the filed document. Any change goes through a catalogue update, hence through a formal decision. That is what allows a figure announced today to be found unchanged on enrolment day, then on award day.

Senior technician and supervisor

qualification level
5
months of programme
10

Led by an instructor.

taught hours
700 h

1 credit = 25 h of work, 10 of them taught.

credits
70

Framework of the « Compliance and Control Officer » qualification, code TP51.

competency blocks
5

The learning the qualification attests

The qualification attests these blocks, and it names them. A recruiter reading an application can therefore know precisely what the holder demonstrated, rather than infer it from a title. The hours shown for each block complete the picture: they state how long the skill was practised with an instructor present.

  1. 01

    The applicable regulatory framework

    Sector obligations, authorities, penalties, regulatory watch — 180 taught hours.

  2. 02

    Know your customer and vigilance

    Identification, documents, beneficial owner, thresholds, alerts — 200 taught hours.

  3. 03

    First-line control

    Control plan, sampling, findings, anomaly records, follow-up — 180 taught hours.

  4. 04

    Records and reporting

    Files, archiving, indicators, escalation — 100 taught hours.

  5. 05

    Professional conduct

    Reporting without arbitrating, confidentiality, resisting commercial pressure — 40 taught hours.

Entering the control professions

Entry into this occupation runs through one or more of these programmes. They combine: a short certificate opens the door, a longer programme consolidates the position a few years later. The fees shown match the real billing unit — per year for a long programme, one-off for a short format.

ProgrammeDurationCreditsTaught hoursFees
Business Law and OHADA Compliance · Bachelor's degree3 years1801800 h5 200 000 GNF per year
Certificate in OHADA Finance and Compliance · Professional certification6 months18180 h4 200 000 GNF in total
Compliance and control officer — Careers | IHETC — IHETC