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Institute of Advanced Technological and Commercial Studies

TP26 · Level 6

Compliance Manager

Target occupation: compliance officer.

Target occupation
compliance officer
Level
6 — Manager and professional
Duration
10 months
Taught hours
750 h
Credits
75

Framework

Competency blocks

Each block is assessed separately and stays acquired. That is what lets you resume an interrupted path without starting over.

  1. Mapping non-compliance risk

    190 hours

    Identification, assessment, prioritisation, control plans

  2. The compliance framework

    190 hours

    Organising the function, procedures, code of conduct, internal alerts

  3. Anti-money laundering and sanctions

    200 hours

    Know your customer, vigilance, suspicious activity reports, embargoes

  4. Control, training and reporting

    120 hours

    Second-line control, training teams, reporting to leadership and the regulator

  5. Managerial conduct

    50 hours

    Independence of the function, the ability to say no to leadership

Questions

How is this title awarded?

Through a workplace simulation before a panel of practitioners, together with a professional portfolio recording what you actually produced. An occupation is proven by practising it, not on paper.

What employment rate do you publish?

None, and that is deliberate: no cohort has yet completed this title. The six-month employment rate is this family's own indicator, and we will publish it once a cohort has produced one — not before. An invented figure here would be the first thing an employer checks.

Compliance Manager — IHETC